Where does your firm actually stand on AI governance?
Eight questions about how your firm governs AI. No tool names, no uploads, nothing about your clients — just your posture. You'll get a governance risk score and the documentation gaps an examiner asks about first.
Built for regulated firms. Every question is multiple-choice about your firm's practices. We never ask you to enter client information.
Question 1 of 8AI Inventory
0/ 24 governance points
Get your action plan
Your score tells you where you stand. The action plan tells you what to fix first — the specific documentation gaps behind your score, in priority order. Enter your details and we'll show it now and email you the full plan.
Where your exposure is highest
Turn the score into a defensible file
The 60-minute AI Governance Assessment walks your actual practices and delivers the documentation an examiner asks for first — AI inventory, data-handling standard, human-review standard, and a 30-60-90 day roadmap.
Your full action plan is on its way to your inbox.
This risk check is an educational self-assessment, not a compliance determination or legal advice. It does not establish that your firm is or is not compliant with SEC, FINRA, GLBA, or FTC Safeguards expectations; regulatory references reflect current public guidance and should be verified before relying. A low-risk result does not by itself make a firm compliant.
